Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/11/24?limit=200&registers=between&mode=atom 2024-11-26T13:27:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/11/24/C1-2020-25391.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Arca Trades by Adopting a Waiver Applicable to the Redistribution Fee 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 C1-2020-25391 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/C1-2020-25391.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25909.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25909 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25909.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25902.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) Under FINRA Rule 3110 (Supervision) 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25902 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25902.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25901.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25901 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25901.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25900.html Notice - Oaktree Strategic Income II, Inc., et al. 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25900 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25900.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25899.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Amendments to Options 4, Sections 3 and 5 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25899 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25899.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25898.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25898 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25898.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25897.html Notice - Proposed Collection; Comment Request; Extension: Rule 30b2-1 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25897 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25897.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25896.html Notice - Proposed Collection; Comment Request 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25896 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25896.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25895.html Notice - Proposed Collection; Comment Request 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25895 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25895.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25894.html Notice - Proposed Collection; Comment Request 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-25894 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25894.pdf https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html Rule - Customer Margin Rules Relating to Security Futures 2020-11-24T00:00:00-08:00 2020-11-24T00:00:00-08:00 2020-24353 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24353.pdf