Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/11/17?limit=200&registers=between&mode=atom 2024-11-26T12:20:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25329.html Notice - AdvisorShares Trust, et al. 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25329 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25329.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25271.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Exchange Rules 1015, 9261, 9524 and 9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25271 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25271.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25270.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 4613, 4702, and 4703 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25270 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25270.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25269.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25269 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25269.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25268.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Rules 7.35 and 7.35A 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25268 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25268.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25267.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Government Securities Division Rulebook To Add a Pre-Payment Assessment and Certain Credits in Connection With a New Service, Which Has Not Yet Been Proposed for and Would Be Subject to Regulatory Approval 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25267 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25267.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25266.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25266 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25266.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25264.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Amended and Restated Certificate of Formation, Second Amended and Restated Limited Liability Company Agreement, and the Amended and Restated By-Laws 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25264 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25264.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25263.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25263 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25263.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25256.html Notice - Submission for OMB Review; Comment Request 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25256 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25256.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25255.html Notice - Submission for OMB Review; Comment Request 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25255 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25255.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25253.html Notice - Submission for OMB Review; Comment Request 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25253 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25253.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25251.html Notice - Submission for OMB Review; Comment Request 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25251 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25251.pdf https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25248.html Notice - Submission for OMB Review; Comment Request 2020-11-17T00:00:00-08:00 2020-11-17T00:00:00-08:00 2020-25248 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25248.pdf