<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09?registers=between&min-day=1&max-day=30 Wed, 22 May 2024 22:46:33 -0700 Wed, 22 May 2024 22:46:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09?registers=between&min-day=1&max-day=30 Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21725.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21725.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21725 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21725.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21707.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21707.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21707 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21707.pdf Notice - Arca U.S. Treasury Fund and Arca Capital Management, LLC https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21605.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21605.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21605 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21605.pdf Notice - Securities Exchange Act of 1934; Order Granting Petition for Review, Scheduling Filing of Statements, and Denying New York Stock Exchange LLC's Motion To Lift the Stay; In the Matter of the New York Stock Exchange LLC Regarding an Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21598.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21598.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21598 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21598.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21556.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21556.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21556 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21556.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism To Adopt a New ISO Prime Order Type https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21554.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21554.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21554 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21554.pdf Notice - Deutsche Bank AG, et al. https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21545.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21545.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21545 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21545.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21542.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21542.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21542 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21542.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21541.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21541.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21541 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21541.pdf Notice - Proposed Collection; Comment Request' https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21539.html https://regulations.justia.com/regulations/fedreg/2020/09/30/2020-21539.html Wed, 30 Sep 2020 00:00:00 -0700 2020-21539 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-30/pdf/2020-21539.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21410.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21410.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21410 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21410.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Granularity of Timestamps in Trade Reports Submitted to FINRA's Equity Trade Reporting Facilities https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21409.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21409.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21409 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21409.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., MEMX LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., Investors' Exchange LLC, and Long-Term Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21408.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21408.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21408 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21408.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618, Risk Settings and Trading Risk Metrics https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21407.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21407.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21407 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21407.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21406.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21406.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21406 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21406.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21405.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21405.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21405 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21405.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Concerning the CQ Remove Fee https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21404.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21404.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21404 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21404.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21403.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21403.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21403 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21403.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21419.html https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21419.html Mon, 28 Sep 2020 00:00:00 -0700 2020-21419 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-28/pdf/2020-21419.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rule 4 https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21290.html https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21290.html Mon, 28 Sep 2020 00:00:00 -0700 2020-21290 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-28/pdf/2020-21290.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Rule 122 https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21271.html https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21271.html Mon, 28 Sep 2020 00:00:00 -0700 2020-21271 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-28/pdf/2020-21271.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21270.html https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21270.html Mon, 28 Sep 2020 00:00:00 -0700 2020-21270 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-28/pdf/2020-21270.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21269.html https://regulations.justia.com/regulations/fedreg/2020/09/28/2020-21269.html Mon, 28 Sep 2020 00:00:00 -0700 2020-21269 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-28/pdf/2020-21269.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21296.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21296.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21296 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21296.pdf Notice - Rule 17g-2 30 Day Notice 2020-Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21252.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21252.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21252 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21252.pdf Notice - Submission for OMB Review; Comment Request; Rule 17g-1 and Form NRSRO 30 Day Notice 2020; Extension https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21245.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21245.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21245 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21245.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21242.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21242.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21242 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21242.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21142.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21142.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21142 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21142.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21141.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21141.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21141 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21141.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21100 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21100.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .02 to Rule 7.35 https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21047.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21047.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21047 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21047.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a) To Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21046.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21046.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21046 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21046.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (“Trust Issued Receipts”) https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20938.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20938.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20938 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20938.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20937.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20937.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20937 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20937.pdf Notice - Order Granting Applications by Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20936.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20936.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20936 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20936.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 That Have Publicly Announced Entering Into a Binding Agreement for a Business Combination https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20935.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20935.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20935 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20935.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20929.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20929.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20929 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20929.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Manner in Which the Exchange Will Designate Members To Participate in Its Mandatory Disaster Recovery Testing for Calendar Year 2020 https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20841.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20841.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20841 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20841.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20840.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20840.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20840 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20840.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan Is To Complete One or More Business Combinations https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20839.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20839.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20839 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20839.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20838.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20838.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20838 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20838.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20837.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20837.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20837 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20837.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20836.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20836.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20836 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20836.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20714.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20714.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20714 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20714.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20713.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20713.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20713 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20713.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20712.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20712.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20712 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20712.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20711.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20711.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20711 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20711.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20710.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20710.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20710 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20710.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20704.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20704.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20704 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20704.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20703.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20703.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20703 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20703.pdf