<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09/14?registers=between Thu, 13 Mar 2025 22:45:51 -0700 Thu, 13 Mar 2025 22:45:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09/14?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20271.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20271.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20271 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20271.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20133.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20133.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20133 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20133.pdf Notice - [Release No. 34-89788; File No. 4-678] HEADProgram for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20132.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20132.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20132 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20132.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20131.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20131.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20131 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20131.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 1326, Transfer of Positions https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20130.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20130.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20130 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20130.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20129.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20129.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20129 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20129.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20128.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20128.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20128 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20128.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20127.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20127.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20127 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20127.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(e) and Equity 7, Section 118 of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20126.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20126.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20126 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20126.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20125.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20125.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20125 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20125.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20124.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20124.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20124 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20124.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20123.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20123.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20123 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20123.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20121.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20121.html Mon, 14 Sep 2020 00:00:00 -0700 2020-20121 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20121.pdf