Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09/03?limit=200&registers=between&mode=atom 2024-11-21T13:04:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19649.html Notice - Sunshine Act Meeting; Cancellation 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19649 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19649.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19518.html Notice - Investor Advisory Committee Meeting 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19518 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19518.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19454.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19454 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19454.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19453.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Compression Orders 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19453 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19453.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19452.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MIAX PEARL, LLC in the List of Away Trading Centers To Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MIAX PEARL's Top of Book Quotation 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19452 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19452.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19451.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-19451 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19451.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16338.html Rule - Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-16338 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-16338.pdf https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16337.html Rule - Exemptions From the Proxy Rules for Proxy Voting Advice 2020-09-03T00:00:00-07:00 2020-09-03T00:00:00-07:00 2020-16337 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-16337.pdf