Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/09/01?limit=200&registers=between&mode=atom 2025-03-13T22:54:06-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19300.html Notice - Asset Management Advisory Committee 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19300 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19300.pdf https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19204.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Approving a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19204 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19204.pdf https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19203.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19203 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19203.pdf https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19192.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19192 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19192.pdf https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19191.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearing of Markit iTraxx MSCI ESG Screened Europe Index Contracts 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19191 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19191.pdf https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19190.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2020-09-01T00:00:00-07:00 2020-09-01T00:00:00-07:00 2020-19190 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19190.pdf