Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/21?limit=200&registers=between&mode=atom 2024-11-22T09:16:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18401.html Notice - Proposed Collection; Comment Request 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18401 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18401.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18356.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on its Equity Options Platform To Be Known as Intraday Open-Close Data 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18356 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18356.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18355.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18355 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18355.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18354.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18354 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18354.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18353.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on Its Equity Options Platform To Be Known as Intraday Open-Close Data 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18353 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18353.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18352.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18352 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18352.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18351.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18351 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18351.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18350.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18350 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18350.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18349.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18349 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18349.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18348.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18348 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18348.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18347.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18347 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18347.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18345.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18345 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18345.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18344.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18344 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18344.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18343.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18343 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18343.pdf https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18336.html Notice - Owl Rock Capital Corporation II, et al. 2020-08-21T00:00:00-07:00 2020-08-21T00:00:00-07:00 2020-18336 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18336.pdf