<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/20?registers=between Fri, 22 Nov 2024 09:08:58 -0800 Fri, 22 Nov 2024 09:08:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/20?registers=between Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18204.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18204.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18204 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18204.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail (“CAT”) Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18203.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18203.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18203 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18203.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits, at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18202.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18202.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18202 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18202.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18200.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18200.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18200 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18200.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18199.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18199.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18199 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18199.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18198.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18198.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18198 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18198.pdf