Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/20?limit=200&registers=between&mode=atom 2024-11-22T09:03:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18204.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18204 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18204.pdf https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18203.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail (“CAT”) Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18203 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18203.pdf https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18202.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits, at Equity 7, Section 118(a) 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18202 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18202.pdf https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18200.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18200 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18200.pdf https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18199.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18199 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18199.pdf https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18198.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge 2020-08-20T00:00:00-07:00 2020-08-20T00:00:00-07:00 2020-18198 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18198.pdf