<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/10?registers=between Fri, 29 Nov 2024 00:11:21 -0800 Fri, 29 Nov 2024 00:11:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/10?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Rules in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17355.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17355.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17355 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17355.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17353.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17353.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17353 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17353.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17351.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17351.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17351 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17351.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17350.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17350.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17350 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17350.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17349.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17349.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17349 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17349.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Under General 7 of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17348.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17348.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17348 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17348.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17347.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17347.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17347 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17347.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17346.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17346.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17346 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17346.pdf