Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/10?limit=200&registers=between&mode=atom 2024-11-25T10:45:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17355.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Rules in Connection With a Technology Migration 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17355 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17355.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17353.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17353 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17353.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17351.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17351 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17351.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17350.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17350 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17350.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17349.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17349 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17349.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17348.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Under General 7 of the Exchange's Rulebook 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17348 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17348.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17347.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17347 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17347.pdf https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17346.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements 2020-08-10T00:00:00-07:00 2020-08-10T00:00:00-07:00 2020-17346 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17346.pdf