<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/06?registers=between Mon, 25 Nov 2024 11:21:03 -0800 Mon, 25 Nov 2024 11:21:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/06?registers=between Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17136 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17136.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Is the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (“Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17135 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17135.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17134 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17134.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17133 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17133.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17132 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17132.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17131 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17131.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17130 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17130.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17129 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17129.pdf