Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/08/06?limit=200®isters=between&mode=atom2025-02-17T23:26:13-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17136Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17136.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Is the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (“Commission”)2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17135Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17135.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17134Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17134.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17133Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17133.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17132Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17132.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under NYSE Arca Rule 8.601-E2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17131Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17131.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17130Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17130.pdfhttps://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules2020-08-06T00:00:00-07:002020-08-06T00:00:00-07:002020-17129Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17129.pdf