Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/07/31?limit=200&registers=between&mode=atom 2024-11-22T02:51:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16840.html Notice - Sunshine Act Meetings 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16840 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16840.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16589.html Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16589 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16589.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16573.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16573 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16573.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16572.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Defer Entry Fees for Acquisition Companies 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16572 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16572.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16571.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program Through September 1, 2021 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16571 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16571.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16570.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16570 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16570.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16569.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16569 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16569.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16568.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-16568 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16568.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15322.html Proposed Rule - Reporting Threshold for Institutional Investment Managers 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-15322 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15322.pdf