Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/07/09?limit=200&registers=between&mode=atom 2024-11-22T03:35:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html Notice - Submission for OMB Review; Comment Request 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14750 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14750.pdf https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html Notice - Submission for OMB Review; Comment Request 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14749 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14749.pdf https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html Notice - Proposed Collection; Comment Request 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14747 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14747.pdf https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer) 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14743 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14743.pdf https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under Rule 14.11(k), Managed Portfolio Shares 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14742 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14742.pdf https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 2020-07-09T00:00:00-07:00 2020-07-09T00:00:00-07:00 2020-14741 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-09/pdf/2020-14741.pdf