<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/30?registers=between Fri, 22 Nov 2024 07:53:47 -0800 Fri, 22 Nov 2024 07:53:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/30?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14013.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14013.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14013 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14013.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14012.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14012.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14012 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14012.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(b)(13) To Discontinue the Market Maker Peg Order and Make Conforming Changes https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14011.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14011.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14011 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14011.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14010.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14010.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14010 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14010.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14009.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14009.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14009 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14009.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Clearing Fund Maintenance Fee https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14008.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14008.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14008 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14008.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14007.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-14007.html Tue, 30 Jun 2020 00:00:00 -0700 2020-14007 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-14007.pdf Proposed Rule - Credit Risk Retention-Notification of Commencement of Review; Extension of Review Period https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-13830.html https://regulations.justia.com/regulations/fedreg/2020/06/30/2020-13830.html Tue, 30 Jun 2020 00:00:00 -0700 2020-13830 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-13830.pdf