Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/24?limit=200&registers=between&mode=atom 2024-11-25T08:53:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13541.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Amend Rules With Respect to Index Receipts 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13541 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13541.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13539.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to FINRA's Suitability, Non-Cash Compensation and Capital Acquisition Broker (CAB) Rules in Response to Regulation Best Interest 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13539 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13539.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13537.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Extend Filing Deadlines for Certain Supervision-Related Reports 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13537 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13537.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13536.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Model Risk Governance Framework 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13536 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13536.pdf https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13535.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance 2020-06-24T00:00:00-07:00 2020-06-24T00:00:00-07:00 2020-13535 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13535.pdf