Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/19?limit=200&registers=between&mode=atom 2024-11-25T16:04:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13411.html Notice - Sunshine Act Meetings 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13411 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13411.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13284.html Notice - Order Granting a Temporary Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal Advisors 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13284 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13284.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13209.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the ISE Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13209 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13209.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13208.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13208 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13208.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Make Certain Changes Regarding the Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13207 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13207.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13205.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13205 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13205.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13204.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13204 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13204.pdf https://regulations.justia.com/regulations/fedreg/2020/06/19/2020-13201.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Request for Information and Additional Comment on a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed 2020-06-19T00:00:00-07:00 2020-06-19T00:00:00-07:00 2020-13201 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-19/pdf/2020-13201.pdf