Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/17?limit=200&registers=between&mode=atom 2024-11-22T07:34:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-13089.html Notice - Sunshine Act Meetings 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-13089 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-13089.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-13069.html Notice - Proposed Collection for OMB Review; Comment Request 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-13069 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-13069.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-13065.html Notice - Proposed Collection for OMB Review; Comment Request 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-13065 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-13065.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-13000.html Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Options Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Long-Term Stock Exchange LLC, Miami International Securities Exchange, LLC, MIAX EMERALD, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American, LLC, NYSE Chicago, Inc. and NYSE National, Inc. 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-13000 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-13000.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12998.html Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, From Sections 6.4(d)(ii)(A)(2) and (B) of the National Market System Plan Governing the Consolidated Audit Trail 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12998 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12998.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12989.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12989 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12989.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12988.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying the NYSE American Options Fee Schedule 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12988 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12988.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12987.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7, Sections 3 and 4 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12987 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12987.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12986.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12986 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12986.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12985.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Options 7 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12985 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12985.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12984.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the NYSE American Options Fee Schedule To Adopt a New Incentive Program for Floor Brokers 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12984 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12984.pdf https://regulations.justia.com/regulations/fedreg/2020/06/17/2020-12983.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section II of the Fee Schedule (Manual Transaction Fees) on the BOX Options Market LLC Facility 2020-06-17T00:00:00-07:00 2020-06-17T00:00:00-07:00 2020-12983 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-17/pdf/2020-12983.pdf