<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/16?registers=between Fri, 22 Nov 2024 08:42:15 -0800 Fri, 22 Nov 2024 08:42:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/16?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Pricing Schedule at Options 7, Section 8, Membership Fees and Options 7, Section 9, Other Member Fees https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12904.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12904.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12904 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12904.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Related to Changes to the Options Clearing Corporation's Non-Bank Repo Facility Program as Part of Its Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12900.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12900.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12900 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12900.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12896.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12896.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12896 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12896.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 5, Section 4 https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12895.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12895.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12895 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12895.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12894.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12894.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12894 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12894.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12893.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12893.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12893 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12893.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12892.html https://regulations.justia.com/regulations/fedreg/2020/06/16/2020-12892.html Tue, 16 Jun 2020 00:00:00 -0700 2020-12892 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-16/pdf/2020-12892.pdf