<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/10?registers=between Mon, 25 Nov 2024 09:57:43 -0800 Mon, 25 Nov 2024 09:57:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/10?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12525.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12525.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12525 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12525.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12524.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12524.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12524 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12524.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12523.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12523.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12523 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12523.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12522.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12522.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12522 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12522.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule Relating to MidPoint Discretionary Orders To Allow Optional Offset or Quote Depletion Protection Instructions https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12521.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12521.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12521 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12521.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12520.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12520.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12520 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12520.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12519.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12519.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12519 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12519.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 14.13 To Permit the Trading, Pursuant to Unlisted Trading Privileges, of Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12518.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12518.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12518 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12518.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exempt Tracking Fund Shares Listed Pursuant to Rule 14.11(m) From Certain Governance Requirements https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12517.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12517.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12517 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12517.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12516.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12516.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12516 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12516.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12515.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12515.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12515 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12515.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule Relating to MidPoint Discretionary Orders To Allow Optional Offset or Quote Depletion Protection Instructions https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12514.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12514.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12514 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12514.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12500.html https://regulations.justia.com/regulations/fedreg/2020/06/10/2020-12500.html Wed, 10 Jun 2020 00:00:00 -0700 2020-12500 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-10/pdf/2020-12500.pdf