<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/08?registers=between Fri, 22 Nov 2024 07:39:18 -0800 Fri, 22 Nov 2024 07:39:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/06/08?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts) https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12278.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12278.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12278 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12278.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts) https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12277.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12277.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12277 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12277.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12276.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12276.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12276 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12276.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, and Rule 510, Minimum Price Variations and Minimum Trading Increments, To Conform the Rules to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12275.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12275.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12275 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12275.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12274.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12274.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12274 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12274.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Modify the Sequence for Processing Options Transactions https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12273.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12273.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12273 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12273.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, and Exchange Rule 516, Order Types Defined, To Conform the Rules to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12272.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12272.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12272 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12272.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company's Auditor or When a Company's Business Is Principally Administered in a Jurisdiction That Is a Restrictive Market https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12271.html https://regulations.justia.com/regulations/fedreg/2020/06/08/2020-12271.html Mon, 08 Jun 2020 00:00:00 -0700 2020-12271 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-08/pdf/2020-12271.pdf