Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/27?limit=200&registers=between&mode=atom 2025-03-13T22:54:10-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11411.html Notice - Sunshine Act Meetings 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11411 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11411.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11287.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules During the Outbreak of the Coronavirus Disease (COVID-19) 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11287 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11287.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11286.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Representations Relating to the Redemption Procedures Applicable to the Sprott Physical Gold Trust and the Sprott Physical Silver Trust 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11286 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11286.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11285.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11285 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11285.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11284.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Amend the Government Securities Division Rulebook Relating to the Legal Entity Identifier Requirement 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11284 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11284.pdf https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11283.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and MEMX LLC 2020-05-27T00:00:00-07:00 2020-05-27T00:00:00-07:00 2020-11283 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11283.pdf