Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/22?limit=200&registers=between&mode=atom 2025-01-21T08:41:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11216.html Notice - Sunshine Act Meeting; Cancellation 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11216 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11216.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11143.html Notice - Sunshine Act Meetings 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11143 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11143.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11122.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Changes to The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11122 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11122.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11045.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11045 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11045.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11044.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11044 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11044.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11043.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11043 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11043.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11042.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With the Exchange's Disciplinary Process 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11042 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11042.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11041.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to BOX Rule 3120 (“Position Limits”) To Increase Position Limits for Options on Certain Exchange-Traded Funds (“ETFs”), and Thereby Similarly Increase Exercise Limits Under IM-3140-1 for Certain ETFs 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11041 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11041.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11040.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits, To Increase the Position and Exercise Limits on Certain Exchange-Traded Funds 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11040 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11040.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11039.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7270 (Block Trades) To Add an Automatic Matching Feature to the Facilitation Auction Mechanism 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11039 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11039.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11035.html Notice - Varagon Capital Corporation, et al. 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11035 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11035.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-11031.html Notice - Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-11031 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-11031.pdf https://regulations.justia.com/regulations/fedreg/2020/05/22/2020-10963.html Notice - Amendments to the National Market System Plan Governing the Consolidated Audit Trail 2020-05-22T00:00:00-07:00 2020-05-22T00:00:00-07:00 2020-10963 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-22/pdf/2020-10963.pdf