<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/21?registers=between Fri, 22 Nov 2024 13:05:52 -0800 Fri, 22 Nov 2024 13:05:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/21?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10935.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10935.html Thu, 21 May 2020 00:00:00 -0700 2020-10935 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10935.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Remove the Pricing Changes That Were in Effect While the Trading Floor Was Inoperable https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10934.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10934.html Thu, 21 May 2020 00:00:00 -0700 2020-10934 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10934.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under BZX Rule 14.11(k), Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10933.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10933.html Thu, 21 May 2020 00:00:00 -0700 2020-10933 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10933.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 5, To Adopt Rule 14.11(m), Tracking Fund Shares, and To List and Trade Shares of the Fidelity Blue Chip Value ETF, Fidelity Blue Chip Growth ETF, and Fidelity New Millennium ETF https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10932.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10932.html Thu, 21 May 2020 00:00:00 -0700 2020-10932 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10932.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10931.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10931.html Thu, 21 May 2020 00:00:00 -0700 2020-10931 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10931.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10930.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10930.html Thu, 21 May 2020 00:00:00 -0700 2020-10930 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10930.pdf Notice - Order Granting a Conditional Exemption From Exchange Act Section 11(d)(1) for Certain Asset Backed Securities and Other Collateral https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10929.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10929.html Thu, 21 May 2020 00:00:00 -0700 2020-10929 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10929.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10928.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10928.html Thu, 21 May 2020 00:00:00 -0700 2020-10928 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10928.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Amend Section I.D., Qualified Contingent Cross Transactions https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10927.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10927.html Thu, 21 May 2020 00:00:00 -0700 2020-10927 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10927.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Relief Granted to Institutional Brokers to Report Non-Tape, Clearing-Only Submissions Into the Exchange's Systems to June 30, 2020 (or Earlier) https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10926.html https://regulations.justia.com/regulations/fedreg/2020/05/21/2020-10926.html Thu, 21 May 2020 00:00:00 -0700 2020-10926 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-21/pdf/2020-10926.pdf