<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/20?registers=between Mon, 25 Nov 2024 17:35:49 -0800 Mon, 25 Nov 2024 17:35:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/20?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10881.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10881.html Wed, 20 May 2020 00:00:00 -0700 2020-10881 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10881.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10880.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10880.html Wed, 20 May 2020 00:00:00 -0700 2020-10880 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10880.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10876.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10876.html Wed, 20 May 2020 00:00:00 -0700 2020-10876 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10876.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10875.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10875.html Wed, 20 May 2020 00:00:00 -0700 2020-10875 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10875.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19E https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10821.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10821.html Wed, 20 May 2020 00:00:00 -0700 2020-10821 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10821.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10820.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10820.html Wed, 20 May 2020 00:00:00 -0700 2020-10820 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10820.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10819.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10819.html Wed, 20 May 2020 00:00:00 -0700 2020-10819 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10819.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Section 312.03T of the NYSE Listed Company Manual To Provide a Temporary Exception Through June 30, 2020 From the Application of Certain Shareholder Approval Requirements Set Forth in Sections 312.03 and 303A.08 of the Manual https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10818.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10818.html Wed, 20 May 2020 00:00:00 -0700 2020-10818 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10818.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10817.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10817.html Wed, 20 May 2020 00:00:00 -0700 2020-10817 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10817.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10816.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10816.html Wed, 20 May 2020 00:00:00 -0700 2020-10816 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10816.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, To Adopt New Interpretation and Policy .08, Related Futures Cross (“RFC”) Order Type https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10815.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10815.html Wed, 20 May 2020 00:00:00 -0700 2020-10815 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10815.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) to FINRA's Minor Rule Violation Plan (“MRVP”) https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10814.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10814.html Wed, 20 May 2020 00:00:00 -0700 2020-10814 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10814.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List To Offer New Credits https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10813.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10813.html Wed, 20 May 2020 00:00:00 -0700 2020-10813 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10813.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Implementation Date for a Recent Rule Change Modifying the Delisting Process for Certain Securities With a Bid Price at or Below $0.10 or That Have Had Reverse Stock Splits With a Cumulative Ratio of 250 or More to One Over the Prior Two-Year Period https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10812.html https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10812.html Wed, 20 May 2020 00:00:00 -0700 2020-10812 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10812.pdf