Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/20?limit=200®isters=between&mode=atom2024-11-25T17:50:13-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10881.htmlNotice - Submission for OMB Review; Comment Request2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10881Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10881.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10880.htmlNotice - Submission for OMB Review; Comment Request2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10880Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10880.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10876.htmlNotice - Submission for OMB Review; Comment Request2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10876Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10876.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10875.htmlNotice - Proposed Collection; Comment Request2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10875Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10875.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10821.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19E2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10821Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10821.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10820.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10820Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10820.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10819.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10819Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10819.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10818.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Section 312.03T of the NYSE Listed Company Manual To Provide a Temporary Exception Through June 30, 2020 From the Application of Certain Shareholder Approval Requirements Set Forth in Sections 312.03 and 303A.08 of the Manual2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10818Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10818.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10817.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10817Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10817.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10816.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10816Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10816.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10815.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, To Adopt New Interpretation and Policy .08, Related Futures Cross (“RFC”) Order Type2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10815Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10815.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10814.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) to FINRA's Minor Rule Violation Plan (“MRVP”)2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10814Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10814.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10813.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List To Offer New Credits2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10813Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10813.pdfhttps://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10812.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Implementation Date for a Recent Rule Change Modifying the Delisting Process for Certain Securities With a Bid Price at or Below $0.10 or That Have Had Reverse Stock Splits With a Cumulative Ratio of 250 or More to One Over the Prior Two-Year Period2020-05-20T00:00:00-07:002020-05-20T00:00:00-07:002020-10812Noticehttps://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10812.pdf