Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/20?limit=200&registers=between&mode=atom 2024-11-25T17:50:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10881.html Notice - Submission for OMB Review; Comment Request 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10881 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10881.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10880.html Notice - Submission for OMB Review; Comment Request 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10880 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10880.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10876.html Notice - Submission for OMB Review; Comment Request 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10876 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10876.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10875.html Notice - Proposed Collection; Comment Request 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10875 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10875.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10821.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19E 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10821 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10821.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10820.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10820 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10820.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10819.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10819 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10819.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10818.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Section 312.03T of the NYSE Listed Company Manual To Provide a Temporary Exception Through June 30, 2020 From the Application of Certain Shareholder Approval Requirements Set Forth in Sections 312.03 and 303A.08 of the Manual 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10818 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10818.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10817.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10817 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10817.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10816.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10816 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10816.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10815.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, To Adopt New Interpretation and Policy .08, Related Futures Cross (“RFC”) Order Type 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10815 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10815.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10814.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) to FINRA's Minor Rule Violation Plan (“MRVP”) 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10814 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10814.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10813.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List To Offer New Credits 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10813 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10813.pdf https://regulations.justia.com/regulations/fedreg/2020/05/20/2020-10812.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Implementation Date for a Recent Rule Change Modifying the Delisting Process for Certain Securities With a Bid Price at or Below $0.10 or That Have Had Reverse Stock Splits With a Cumulative Ratio of 250 or More to One Over the Prior Two-Year Period 2020-05-20T00:00:00-07:00 2020-05-20T00:00:00-07:00 2020-10812 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-20/pdf/2020-10812.pdf