<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/14?registers=between Fri, 17 May 2024 00:13:38 -0700 Fri, 17 May 2024 00:13:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/14?registers=between Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting Rule 14.12 Governing the Trading, Pursuant to Unlisted Trading Privileges, of Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10289.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10289.html Thu, 14 May 2020 00:00:00 -0700 2020-10289 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10289.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting Rule 14.12 Governing the Trading, Pursuant to Unlisted Trading Privileges, of Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10288.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10288.html Thu, 14 May 2020 00:00:00 -0700 2020-10288 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10288.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting Rule 14.12 Governing the Trading, Pursuant to Unlisted Trading Privileges, of Exchange-Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10287.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10287.html Thu, 14 May 2020 00:00:00 -0700 2020-10287 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10287.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10286.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10286.html Thu, 14 May 2020 00:00:00 -0700 2020-10286 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10286.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 9231 To Provide for the Compensation of All Panelists That Serve in Connection With a FINRA Disciplinary Hearing https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10285.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10285.html Thu, 14 May 2020 00:00:00 -0700 2020-10285 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10285.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate a Transitional Rule That Has Expired Related to Nasdaq Global and Global Select Markets Entry Fees https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10284.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-10284.html Thu, 14 May 2020 00:00:00 -0700 2020-10284 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-10284.pdf Rule - Definition of “Covered Clearing Agency” https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-07905.html https://regulations.justia.com/regulations/fedreg/2020/05/14/2020-07905.html Thu, 14 May 2020 00:00:00 -0700 2020-07905 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-14/pdf/2020-07905.pdf