Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/12?limit=200&registers=between&mode=atom 2024-11-25T18:22:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10068.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .02 to Rule 7.35B 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10068 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10068.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10061.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10061 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10061.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10060.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10060 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10060.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10058.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.13 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10058 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10058.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10057.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the IEX Fee Schedule, Pursuant to IEX Rule 15.110(a) and (c), To Clarify the Circumstances in Which IEX Offers Certain Physical Port Connections 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10057 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10057.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10056.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Definition of Bulk Messages in Rule 16.1 and Amend Rule 21.1(j)(3) 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10056 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10056.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10055.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Definition of Bulk Messages in Rule 16.1 and Amend Rule 21.1(l)(3) 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10055 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10055.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10054.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Definition of Bulk Messages in Rule 1.1 and Amend Rule 5.5(c)(3) 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10054 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10054.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10040.html Notice - Joint Industry Plan; Order Approving the Forty-Seventh Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges, as Modified by the Commission, Concerning a Confidentiality Policy 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10040 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10040.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10039.html Notice - Consolidated Tape Association; Order Approving the Thirty-Third Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fourth Substantive Amendment to the Restated CQ Plan, as Modified by the Commission, Concerning a Confidentiality Policy 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10039 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10039.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10038.html Notice - Joint Industry Plan; Order Approving the Forty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by the Commission, Concerning Conflicts of Interest 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10038 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10038.pdf https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-10037.html Notice - Consolidated Tape Association; Order Approving the Thirtieth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Second Substantive Amendment to the Restated CQ Plan, as Modified by the Commission, Concerning Conflicts of Interest 2020-05-12T00:00:00-07:00 2020-05-12T00:00:00-07:00 2020-10037 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-10037.pdf