<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/06?registers=between Fri, 22 Nov 2024 12:31:36 -0800 Fri, 22 Nov 2024 12:31:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/06?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09662.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09662.html Wed, 06 May 2020 00:00:00 -0700 2020-09662 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09662.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.10 https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09639.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09639.html Wed, 06 May 2020 00:00:00 -0700 2020-09639 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09639.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.9 To Permit In-Kind Transfers of Positions Off of the Exchange in Connection With Unit Investment Trusts (“UITs”) https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09638.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09638.html Wed, 06 May 2020 00:00:00 -0700 2020-09638 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09638.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, Which Are Set Forth in BZX Rule 14.13 (Company Listing Fees) https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09637.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09637.html Wed, 06 May 2020 00:00:00 -0700 2020-09637 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09637.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09635.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09635.html Wed, 06 May 2020 00:00:00 -0700 2020-09635 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09635.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09634.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09634.html Wed, 06 May 2020 00:00:00 -0700 2020-09634 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09634.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) PM Exercise Settlement Pilot Program for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09632.html https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09632.html Wed, 06 May 2020 00:00:00 -0700 2020-09632 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09632.pdf