Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/06?limit=200&registers=between&mode=atom 2024-11-22T12:55:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09662.html Notice - Investor Advisory Committee Meeting 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09662 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09662.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09639.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.10 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09639 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09639.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09638.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.9 To Permit In-Kind Transfers of Positions Off of the Exchange in Connection With Unit Investment Trusts (“UITs”) 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09638 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09638.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09637.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, Which Are Set Forth in BZX Rule 14.13 (Company Listing Fees) 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09637 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09637.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09635.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09635 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09635.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09634.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09634 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09634.pdf https://regulations.justia.com/regulations/fedreg/2020/05/06/2020-09632.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) PM Exercise Settlement Pilot Program for FLEX Index Options 2020-05-06T00:00:00-07:00 2020-05-06T00:00:00-07:00 2020-09632 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-06/pdf/2020-09632.pdf