Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/05?limit=200&registers=between&mode=atom 2024-05-17T02:22:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09710.html Notice - Sunshine Act Meetings 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09710 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09710.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09631.html Notice - Sunshine Act Meetings 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09631 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09631.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09612.html Notice - USCF Advisers LLC, et al. 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09612 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09612.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09528.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09528 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09528.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09527.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to the ICC Risk Management Model Description, ICC Stress Testing Framework, ICC Liquidity Risk Management Framework, ICC Back-Testing Framework, and ICC Risk Parameter Setting and Review Policy 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09527 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09527.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09526.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), To Be Consistent with Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09526 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09526.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09525.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), To Be Consistent With Certain Proposed Amendments To and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09525 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09525.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09523.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09523 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09523.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09522.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09522 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09522.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09521.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09521 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09521.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09520.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Increase Position Limits for Options on Certain Exchange-Traded Funds and Indexes 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09520 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09520.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09519.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Options That Overlie Five Advanced Fundamentals LLC Commercial Real Estate Indexes 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09519 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09519.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09518.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Government Securities Division Rulebook, Mortgage-Backed Securities Division Clearing Rules, and Mortgage-Backed Securities Division EPN Rules 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09518 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09518.pdf https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09517.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add New Exchange Rule 46B To Permit the Appointment of Regulatory Trading Officials and Amend Exchange Rule 47 To Permit Regulatory Trading Officials To Review Whether a Bid or Offer Is Eligible for Inclusion in the Closing Auction 2020-05-05T00:00:00-07:00 2020-05-05T00:00:00-07:00 2020-09517 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09517.pdf