Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/04?limit=200&registers=between&mode=atom 2025-03-13T22:54:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09626.html Notice - Sunshine Act Meetings 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09626 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09626.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09560.html Notice - Sunshine Act Meetings 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09560 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09560.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09529.html Notice - Sunshine Act Meetings 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09529 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09529.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09378.html Notice - First Trust Series Fund, et. al. 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09378 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09378.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09375.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09375 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09375.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09374.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Allow the Dissemination of IAPD Information Through BrokerCheck 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09374 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09374.pdf https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-09372.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Modify the Definition of “UTP Derivative Securities Product” and Rule 5.1-E(a) To Incorporate the Modified Definition of “UTP Exchange Traded Product” 2020-05-04T00:00:00-07:00 2020-05-04T00:00:00-07:00 2020-09372 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-09372.pdf