Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/05/01?limit=200&registers=between&mode=atom 2024-05-18T07:57:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09449.html Notice - Sunshine Act Meeting; Cancellation 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09449 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09449.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09300.html Notice - 60 Day Notice-Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09300 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09300.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09299.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09299 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09299.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09297.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09297 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09297.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09295.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09295 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09295.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09294.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09294 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09294.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09293.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09293 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09293.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09291.html Notice - Proposed Collection; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09291 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09291.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09290.html Notice - Submission for OMB Review; Comment Request 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09290 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09290.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09253.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY Relating to the Risk Limitation Mechanism 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09253 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09253.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09252.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1E To Modify the Definition of “UTP Exchange Traded Product” and Rule 5.1E To Incorporate the Modified Definition of “UTP Exchange Traded Product” 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09252 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09252.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09251.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O Relating to the Risk Limitation Mechanism 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09251 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09251.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09250.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Modify the Definition of “UTP Exchange Traded Product” and Rule 5.1 To Incorporate the Modified Definition of “UTP Exchange Traded Product” 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09250 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09250.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09249.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Related to Routing, Remote Specialist, and Assistant Lead Market Maker 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09249 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09249.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-09248.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Listing Rule of the Hartford Core Bond ETF 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-09248 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-09248.pdf https://regulations.justia.com/regulations/fedreg/2020/05/01/2020-05526.html Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts 2020-05-01T00:00:00-07:00 2020-05-01T00:00:00-07:00 2020-05526 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-01/pdf/2020-05526.pdf