Securities and Exchange Commission April 2020 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2020-09142
Type: Notice
Date: 2020-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. Expenses of $9,000 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on September 18, 2019, and amended on April 7, 2020. Applicant's Address: king@sewkis.com.
Edmunds Private Capital, LLC
Document Number: 2020-09141
Type: Notice
Date: 2020-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Legg Mason Partners Equity Trust, et al.; Notice of Application
Document Number: 2020-09121
Type: Notice
Date: 2020-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-09224
Type: Notice
Date: 2020-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
SEC Small Business Capital Formation Advisory Committee
Document Number: 2020-09083
Type: Notice
Date: 2020-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by videoconference. The public is invited to submit written statements to the Committee.
The Alger ETF Trust, et al.
Document Number: 2020-09035
Type: Notice
Date: 2020-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
FS Credit Income Fund, et al.
Document Number: 2020-08942
Type: Notice
Date: 2020-04-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-08977
Type: Notice
Date: 2020-04-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Invesco Advisers, Inc., et al.
Document Number: 2020-08825
Type: Notice
Date: 2020-04-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Principal Funds, Inc. et al.
Document Number: 2020-08824
Type: Notice
Date: 2020-04-27
Agency: Securities and Exchange Commission, Agencies and Commissions
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