<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/30?registers=between Tue, 26 Nov 2024 02:34:29 -0800 Tue, 26 Nov 2024 02:34:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/30?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09142.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09142.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09142 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09142.pdf Notice - Edmunds Private Capital, LLC https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09141.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09141.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09141 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09141.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09129.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09129.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09129 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09129.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09128.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09128.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09128 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09128.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a New Version of the Silexx Platform https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09126.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09126.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09126 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09126.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09125.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09125.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09125 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09125.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchange's Authority and Supervision https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09124.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09124.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09124 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09124.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Rules 4702(b)(14) and (b)(15) To Shorten the Holding Period Requirements for Midpoint Extended Life Orders and Midpoint Extended Life Orders Plus Continuous Book https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09123.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09123.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09123 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09123.pdf Notice - Legg Mason Partners Equity Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09121.html https://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09121.html Thu, 30 Apr 2020 00:00:00 -0700 2020-09121 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09121.pdf