Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/30?limit=200®isters=between&mode=atom2024-05-13T04:19:43-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09142.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09142Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09142.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09141.htmlNotice - Edmunds Private Capital, LLC2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09141Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09141.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09129.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09129Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09129.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09128.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF Under NYSE Arca Rule 8.600-E2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09128Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09128.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09126.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a New Version of the Silexx Platform2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09126Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09126.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09125.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09125Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09125.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09124.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchange's Authority and Supervision2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09124Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09124.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09123.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Rules 4702(b)(14) and (b)(15) To Shorten the Holding Period Requirements for Midpoint Extended Life Orders and Midpoint Extended Life Orders Plus Continuous Book2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09123Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09123.pdfhttps://regulations.justia.com/regulations/fedreg/2020/04/30/2020-09121.htmlNotice - Legg Mason Partners Equity Trust, et al.; Notice of Application2020-04-30T00:00:00-07:002020-04-30T00:00:00-07:002020-09121Noticehttps://www.govinfo.gov/content/pkg/FR-2020-04-30/pdf/2020-09121.pdf