Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/28?limit=200&registers=between&mode=atom 2024-11-26T02:24:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08942.html Notice - FS Credit Income Fund, et al. 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08942 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08942.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08941.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Rules at Options 3, Section 8, Titled Options Opening Process 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08941 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08941.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08940.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules at Options 3, Section 8, Titled Options Opening Process 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08940 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08940.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08939.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rules at Options 3, Section 8, Titled Options Opening Process 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08939 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08939.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08938.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Members Certain Optional Risk Settings Under Proposed Interpretation and Policy .03 of Rule 11.10 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08938 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08938.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08937.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08937 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08937.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08936.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .01 to Rule 7.35 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08936 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08936.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08934.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Its Optional Daily Risk Limits Pursuant to Rule 5.34 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08934 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08934.pdf https://regulations.justia.com/regulations/fedreg/2020/04/28/2020-08933.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Remove Its Optional Daily Risk Limits Pursuant to Rule 6.14 2020-04-28T00:00:00-07:00 2020-04-28T00:00:00-07:00 2020-08933 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-28/pdf/2020-08933.pdf