Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/27?limit=200&registers=between&mode=atom 2024-11-22T19:04:05-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08977.html Notice - Sunshine Act Meetings 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08977 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08977.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08825.html Notice - Invesco Advisers, Inc., et al. 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08825 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08825.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08824.html Notice - Principal Funds, Inc. et al. 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08824 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08824.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08823.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4(a) To Add LTSE as a Source for Market Data for Certain Purposes 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08823 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08823.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08821.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08821 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08821.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08819.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4(a) To Add LTSE as a Source for Market Data for Certain Purposes 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08819 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08819.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08818.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .04 to Rule 7.35A To Provide DMMs, for a Temporary Period, With Limited Remote Access to Floor-Based Systems 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08818 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08818.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08815.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Longer Period for Listed Companies To Regain Compliance With Its $50 Million Market Capitalization/Stockholders' Equity and $1.00 Price Continued Listing Requirements by Tolling the Compliance Periods Through and Including June 30, 2020 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08815 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08815.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08814.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change To Modify the Delisting Process for Securities With a Bid Price at or Below $0.10 and for Securities That Have Had One or More Reverse Stock Splits With a Cumulative Ratio of 250 Shares or More to One Over the Prior Two-Year Period 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08814 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08814.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08813.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the Agility Shares Managed Risk Equity ETF, a Series of the Northern Lights Fund Trust, Under Rule 14.11(i) 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08813 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08813.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08812.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Time Within Which Institutional Brokers Are Required To Report Non-Tape, Clearing-Only Submissions Into the Exchange's Systems 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08812 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08812.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08811.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26(a) To Add LTSE as a Source for Market Data for Certain Purposes 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08811 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08811.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08810.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26(a) To Add LTSE as a Source for Market Data for Certain Purposes 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08810 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08810.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08809.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08809 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08809.pdf https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08795.html Notice - Joint Industry Plan; Order Approving the Twentieth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. 2020-04-27T00:00:00-07:00 2020-04-27T00:00:00-07:00 2020-08795 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08795.pdf