<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/23?registers=between Sat, 11 May 2024 03:54:37 -0700 Sat, 11 May 2024 03:54:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/23?registers=between Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08595.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08595.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08595 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08595.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08594.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08594.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08594 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08594.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Exchange To List and Trade Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08593.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08593.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08593 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08593.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit a Longer Period of Time for Companies To Regain Compliance With the Bid Price and Market Value of Publicly Held Shares Continued Listing Requirements by Tolling the Compliance Periods Through and Including June 30, 2020 https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08592.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08592.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08592 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08592.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5, Titled Transfer of Positions https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08591.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08591.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08591 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08591.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq 100 Reduced Value Index https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08590.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08590.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08590 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08590.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08589.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08589.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08589 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08589.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Non-Standard Pilot Program https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08588.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08588.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08588 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08588.pdf Notice - Capitol Series Trust and Cornerstone Capital Inc. https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08582.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08582.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08582 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08582.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Rules and Procedures https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08487.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08487.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08487 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08487.pdf