<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/22?registers=between Fri, 22 Nov 2024 18:29:47 -0800 Fri, 22 Nov 2024 18:29:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/22?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08495.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08495.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08495 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08495.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 2, 2020 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08494.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08494.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08494 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08494.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08493.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08493.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08493 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08493.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08492.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08492.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08492 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08492.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08491.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08491.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08491 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08491.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08490.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08490.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08490 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08490.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08489.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08489.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08489 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08489.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust Tactical High Yield ETF https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08488.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08488.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08488 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08488.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rule 11.8(e), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08486.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08486.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08486 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08486.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGX Rule 11.8(g), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08485.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08485.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08485 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08485.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8 Relating to the Options Opening Process https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08484.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08484.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08484 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08484.pdf Notice - American Century ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08477.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08477.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08477 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08477.pdf Notice - KKR Credit Opportunities Portfolio and KKR Credit Advisors (US) LLC https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08476.html https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08476.html Wed, 22 Apr 2020 00:00:00 -0700 2020-08476 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08476.pdf