Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/22?limit=200&registers=between&mode=atom 2024-11-22T19:08:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08495.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08495 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08495.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08494.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 2, 2020 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08494 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08494.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08493.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08493 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08493.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08492.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08492 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08492.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08491.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08491 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08491.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08490.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08490 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08490.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08489.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08489 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08489.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08488.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust Tactical High Yield ETF 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08488 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08488.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08486.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rule 11.8(e), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08486 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08486.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08485.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGX Rule 11.8(g), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08485 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08485.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08484.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8 Relating to the Options Opening Process 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08484 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08484.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08477.html Notice - American Century ETF Trust, et al. 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08477 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08477.pdf https://regulations.justia.com/regulations/fedreg/2020/04/22/2020-08476.html Notice - KKR Credit Opportunities Portfolio and KKR Credit Advisors (US) LLC 2020-04-22T00:00:00-07:00 2020-04-22T00:00:00-07:00 2020-08476 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-22/pdf/2020-08476.pdf