<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/21?registers=between Mon, 13 May 2024 07:09:14 -0700 Mon, 13 May 2024 07:09:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/21?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Sequence for Processing Options Transactions https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08386.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08386.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08386 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08386.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08385.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08385.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08385 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08385.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08384.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08384.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08384 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08384.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08383.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08383.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08383 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08383.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08382.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08382.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08382 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08382.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08381.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08381.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08381 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08381.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08380.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08380.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08380 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08380.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08378.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08378.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08378 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08378.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08377.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08377.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08377 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08377.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08372.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08372.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08372 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08372.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08371.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08371.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08371 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08371.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08370.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08370.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08370 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08370.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08369.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08369.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08369 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08369.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08368.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08368.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08368 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08368.pdf Notice - Great Elm Capital Corp., et al. https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08350.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08350.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08350 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08350.pdf