Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/15?limit=200&registers=between&mode=atom 2024-11-26T03:33:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07948.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07948 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07948.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07947.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8(e) Related to the Exchange's Lead Market Maker Program and To Make Corresponding Changes to its Fee Schedule 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07947 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07947.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07903.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Changes and Corrections to the NYSE Rule 9000 Series 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07903 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07903.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07900.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07900 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07900.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07898.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07898 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07898.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07897.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07897 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07897.pdf https://regulations.justia.com/regulations/fedreg/2020/04/15/2020-07896.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV 2020-04-15T00:00:00-07:00 2020-04-15T00:00:00-07:00 2020-07896 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/2020-07896.pdf