<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/08?registers=between Tue, 26 Nov 2024 03:41:50 -0800 Tue, 26 Nov 2024 03:41:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/08?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .03 to Rule 7.35A To Provide That, for a Temporary Period, the Exchange Would Permit a DMM Limited Entry To the Trading Floor To Effect Manually a Core Open Auction in Connection With a Listed Company's Post-IPO Public Offering https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07335.html https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07335.html Wed, 08 Apr 2020 00:00:00 -0700 2020-07335 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-08/pdf/2020-07335.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC CDS Instrument On-Boarding Policies and Procedures https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07334.html https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07334.html Wed, 08 Apr 2020 00:00:00 -0700 2020-07334 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-08/pdf/2020-07334.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Extend Certain Filing Requirements https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07333.html https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07333.html Wed, 08 Apr 2020 00:00:00 -0700 2020-07333 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-08/pdf/2020-07333.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07332.html https://regulations.justia.com/regulations/fedreg/2020/04/08/2020-07332.html Wed, 08 Apr 2020 00:00:00 -0700 2020-07332 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-08/pdf/2020-07332.pdf