Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/07?limit=200&registers=between&mode=atom 2024-11-22T18:19:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07234.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Exchange's Supervision Rules to the List of Minor Rule Violations in Rule 10.9217 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07234 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07234.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07233.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE Chicago, Inc., NYSE American LLC, NYSE Arca, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07233 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07233.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07232.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE Chicago, Inc., NYSE American LLC, NYSE Arca, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07232 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07232.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07231.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07231 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07231.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07230.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07230 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07230.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07229.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Commencement of Operations of the Boston Security Token Exchange LLC as a Facility of the Exchange 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07229 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07229.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07228.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07228 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07228.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07227.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.601-E 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07227 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07227.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07226.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Active Proxy Portfolio Shares and To List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.601-E 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07226 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07226.pdf https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07224.html Notice - Joint Industry Plan; Order Approving Amendment No. 5 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Adopt a Penny Interval Program 2020-04-07T00:00:00-07:00 2020-04-07T00:00:00-07:00 2020-07224 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07224.pdf