Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/03?limit=200&registers=between&mode=atom 2024-11-22T18:12:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07025.html Notice - Proposed Collection; Comment Request 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-07025 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07025.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07024.html Notice - Proposed Collection; Comment Request 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-07024 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07024.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07023.html Notice - Proposed Collection; Comment Request 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-07023 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07023.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-07022.html Notice - Proposed Collection; Comment Request 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-07022 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-07022.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06959.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Assume Operational Responsibility for Certain Enforcement Functions Currently Performed by FINRA Under the Exchanges Authority and Supervision 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06959 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06959.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06958.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pre-Market Session and Regular Market Session Opening Process for Non-LTSE-Primary-Listed Securities 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06958 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06958.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06957.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06957 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06957.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06956.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06956 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06956.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06955.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06955 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06955.pdf https://regulations.justia.com/regulations/fedreg/2020/04/03/2020-06954.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee in OCC's Schedule of Fees 2020-04-03T00:00:00-07:00 2020-04-03T00:00:00-07:00 2020-06954 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-03/pdf/2020-06954.pdf