Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/04/02?limit=200&registers=between&mode=atom 2024-11-22T19:09:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06858.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Phlx Rule 3312 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06858 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06858.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06857.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.6 in Connection With Updates Permitted Through the Clearing Editor 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06857 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06857.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06856.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06856 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06856.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06855.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2020 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06855 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06855.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06854.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 11890 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06854 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06854.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06853.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Rule 11890 by Six Months 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06853 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06853.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06852.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2020 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06852 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06852.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06851.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2020 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06851 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06851.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06850.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06850 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06850.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06849.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Enhance the Calculation of the Family-Issued Securities Charge 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06849 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06849.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06848.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2020 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06848 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06848.pdf https://regulations.justia.com/regulations/fedreg/2020/04/02/2020-06837.html Notice - In the Matter of the BOX Exchange LLC Regarding Proposed Rule Changes To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network (File Nos. SR-BOX-2018-24, SR-BOX-2018-37, and SR-BOX-2019-04); Order Affirming Action by Delegated Authority and Disapproving Proposed Rule Changes Related to Connectivity and Port Fee 2020-04-02T00:00:00-07:00 2020-04-02T00:00:00-07:00 2020-06837 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-02/pdf/2020-06837.pdf