<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/31?registers=between Tue, 26 Nov 2024 04:35:26 -0800 Tue, 26 Nov 2024 04:35:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/31?registers=between Rule - Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06721.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06721.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06721 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06721.pdf Notice - Order Granting Application by The Financial Information Forum and Security Traders Association for a Temporary Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act in Response to the Effects of COVID-19 https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06621.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06621.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06621 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06621.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06617.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06617.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06617 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06617.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06615.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06615.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06615 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06615.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include all Trading Sessions https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06613.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06613.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06613 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06613.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Openings in Options https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06612.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06612.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06612 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06612.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Operational Arrangements With Respect to Notices Submitted to DTC for Posting to LENS https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06611.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06611.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06611 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06611.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06610.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06610.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06610 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06610.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Silexx Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06609.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06609.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06609 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06609.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06608.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06608.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06608 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06608.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06598.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06598.html Tue, 31 Mar 2020 00:00:00 -0700 2020-06598 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06598.pdf Proposed Rule - Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-04799.html https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-04799.html Tue, 31 Mar 2020 00:00:00 -0700 2020-04799 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-04799.pdf