Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2020/03/31?limit=200&registers=between&mode=atom 2024-11-26T04:28:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06721.html Rule - Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06721 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06721.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06621.html Notice - Order Granting Application by The Financial Information Forum and Security Traders Association for a Temporary Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act in Response to the Effects of COVID-19 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06621 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06621.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06617.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06617 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06617.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06615.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06615 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06615.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06613.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include all Trading Sessions 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06613 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06613.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06612.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Openings in Options 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06612 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06612.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06611.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Operational Arrangements With Respect to Notices Submitted to DTC for Posting to LENS 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06611 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06611.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06610.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06610 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06610.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06609.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Silexx Fee Schedule 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06609 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06609.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06608.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06608 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06608.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-06598.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Enhance the Calculation of the Family-Issued Securities Charge 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-06598 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-06598.pdf https://regulations.justia.com/regulations/fedreg/2020/03/31/2020-04799.html Proposed Rule - Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets 2020-03-31T00:00:00-07:00 2020-03-31T00:00:00-07:00 2020-04799 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-03-31/pdf/2020-04799.pdf